Regulatory Umbrella Services - Appointed Representative FCA
Overview of the Senior Managers & Certification Regime
Condensed summary: FCA - Individual Accountability: Extending the Senior Managers & Certification Regime to insurers CP17/26
FCA publishes Final Rules on extension of the SMCR | Gowling WLG
Overview of the Senior Managers & Certification Regime
Financial Conduct Authority as a PDF
Financial Conduct Authority as a PDF
Page Compare: The Senior Managers and Certification Regime: Guide for insurers (updated November 2018) | Better Regulation
Long Form A – UK and Overseas Firms (not
Forms to submit - Enhanced
Overview of the Senior Managers & Certification Regime
Long Form A – Small non-directive insurers only
Long Form A – UK and Overseas Firms (not
Background Material
The Extension of the Senior Managers and Certification Regime to all FCA regulated firms | The Extension of the Senior Managers and Certification Regime to all FCA regulated firms | Better Regulation
SMCR - Briefing Note for Broking and Trading Firms - Lexology
Form B - Bank of England
Notes to assist with the completion of the Long and/or Short Form A
SM&CR for solo-regulated insurance businesses | Part 1
Senior Managers & Certification Regime (SMCR) | Skillcast
Notes to assist in completing the Form C - Notice of ceasing to perform controlled functions The purpose of this Form
